Case D-32 · AI Sanctions Case Tracker

Joseph Maldonado v. Professional Animal Retirement Center

U.S. District Court for the Northern District of Indiana, Opinion and Order filed April 1, 2026 (Chief Judge Holly A. Brady)

The case

Joseph Maldonado v. Professional Animal Retirement Center, N.D. Ind., No. 1:25-cv-00454-HAB-ALT, Opinion and Order filed April 1, 2026 (Chief Judge Holly A. Brady, Doc. 26). Attorney: Roger Roots, counsel in the Joseph Maldonado ("Joe Exotic") matter. Primary opinion and order: https://www.courtlistener.com/recap/gov.uscourts.innd.124045/gov.uscourts.innd.124045.26.0.pdf ; reported: https://www.indystar.com/story/news/investigations/2026/09/02/ai-hallucinations-in-indiana-courts-judges-crack-down-on-joe-exotic-attorney/91070219007/

What happened

Roots filed material containing multiple inaccurate citations and misleading legal characterizations; he admitted he had not fully reviewed the filing before submitting it.

The rule and the sanction

The court imposed a $1,500 sanction on Roots, dismissed the underlying case, and referred Roots to the Rhode Island disciplinary authority. Roots was reported to be appealing.

How it could have been avoided

Read every filing end to end before it is filed: admitting you did not fully review a submission converts an error into an ethical breach. Per-filing fines mean volume multiplies the penalty.

Sources